Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Dipaola is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Vincent has been in the financial industry since September 2005. Vincent has experience with financial planning and investment management. Vincent holds Series 7 and Series 66 licenses and is registered in several states. Vincent is also the owner of a food service consulting business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/08/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
NJ
07/24/2013 - 05/16/2019
J.P. MORGAN SECURITIES LLC (SOMERSET NJ)
NJ
08/23/2010 - 07/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRIDGEWATER NJ)
NJ
05/13/2009 - 08/23/2010
CFD INVESTMENTS, INC. (BRIDGEWATER NJ)
NJ
12/21/2005 - 05/04/2009
PNC INVESTMENTS (GREEN BROOK NJ)
KS
08/29/2005 - 12/19/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 09/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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