Unclaimed
Vincent Diana is a registered investment advisor with Pacific Select Distributors, LLC in Omaha, Nebraska. Vincent has been in the industry since 2008 and holds Series 6, Series 63, and SIE licenses. Vincent previously worked at Equity Services, Inc. and The Leaders Group, Inc., and AIG Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
08/27/2024 - Present
Pacific Select Distributors, LLC (OMAHA NE)
CT
05/27/2021 - 12/31/2022
EQUITY SERVICES, INC. (GLASTONBURY CT)
CO
03/10/2021 - 05/27/2021
THE LEADERS GROUP, INC. (LITTLETON CO)
CO
03/14/2019 - 04/13/2020
THE LEADERS GROUP, INC. (LITTLETON CO)
NJ
10/29/2013 - 11/26/2018
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
01/19/2006 - 10/28/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
IA
Issued 09/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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