Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Dewayne Whatley is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Vincent has been in the financial industry since August 18, 1998, and holds the Series 7, Series 8, Series 63 and Series 66 licenses. Vincent is also registered as an Investment Advisor Representative in Florida. Vincent has previously worked at PNC Investments, BB&T Investment Services, Inc., Wachovia Securities, LLC, TD Waterhouse Investor Services, Inc. and VTR Capital, Inc. Vincent provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/29/2012 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH FL)
GA
06/14/2012 - 08/22/2012
PNC INVESTMENTS (PALMETTO GA)
GA
05/22/2007 - 05/25/2012
BB&T INVESTMENT SERVICES, INC. (MCDONOUGH GA)
GA
09/28/2006 - 05/21/2007
WACHOVIA SECURITIES, LLC (TUCKER GA)
NE
05/21/1998 - 02/01/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/23/1997 - 05/04/1998
VTR CAPITAL, INC. (NEW YORK NY)
BOTH
Issued 05/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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