Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Desimone is a financial advisor who has been in the industry since September 29, 2004. He currently works with Wells Fargo Advisors Financial Network, LLC. Vincent Desimone provides investment advisory services to individuals and businesses. He also offers financial planning and pension consulting services. Vincent Desimone is registered with the Securities and Exchange Commission as an investment advisor representative. Vincent Desimone is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative. Vincent Desimone holds the Series 63, Series 65, Series 7, Series 9, Series 10 and SIE licenses. He is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/07/2023 - Present
Wells Fargo Advisors Financial Network, LLC (NEW YORK NY)
NY
09/30/2004 - 03/07/2023
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
IA
Issued 03/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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