Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent De Paul Matthews is an investment advisor representative with Empower Advisory Group, LLC. Vincent holds a Series 7 and Series 66 securities license, along with a Series 10 and Series 24 principal license. Vincent has been in the financial services industry since 1995, working for a variety of firms, including TD Ameritrade, Hancock Whitney Investment Services, Inc., Cetera Investment Services LLC, and Empower Financial Services, Inc. Currently, Vincent is registered with the states of Alabama, Louisiana, Mississippi and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/03/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
09/09/2022 - 08/16/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
AL
08/10/2022 - 08/12/2022
CETERA INVESTMENT SERVICES LLC (MOBILE AL)
AL
06/23/2020 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (MOBILE AL)
AL
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (MOBILE AL)
AL
01/18/2001 - 02/26/2018
SCOTTRADE, INC. (MOBILE AL)
TX
05/24/2000 - 01/23/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
12/09/1997 - 05/03/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
KS
10/03/1995 - 01/08/1997
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 02/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/18/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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