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Vincent Costantino

National Financial Services LLC

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About Vincent Costantino

Vincent Costantino is a financial advisor at National Financial Services LLC in Jersey City, NJ. Vincent has been in the financial services industry since 1994 and has a broad range of experience in the field.

Firm Information

Vincent Costantino is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Costantino’s Registration & Firm History

NJ

01/06/2006 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

12/20/1996 - 11/01/2005

PERSHING LLC (JERSEY CITY NJ)

NY

09/12/1996 - 11/29/1996

WASHINGTON DISCOUNT BROKERAGE CORP. (NEW YORK NY)

NY

03/18/1994 - 01/25/1995

SAMUEL A. RAMIREZ & CO., INC. (NEW YORK NY)

NY

05/28/1993 - 08/03/1993

GKN SECURITIES CORP. (NEW YORK NY)

NY

01/08/1992 - 11/27/1992

GKN SECURITIES CORP. (NEW YORK NY)

NY

06/03/1991 - 01/30/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/11/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Vincent Costantino.
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