Unclaimed
Vincent Baggetta is a financial advisor who has been in the industry since 1996. Vincent is currently registered with MML Distributors, LLC and MML Strategic Distributors, LLC. Vincent is also registered with MML Investors Services, LLC as an Investment Advisor Representative (IAR). Vincent is licensed in Massachusetts and has Series 6, 7, 24, 63 and 65 licenses. Vincent has a wide range of experience in the financial services industry, including working with clients in Springfield, MA, Middletown, CT and Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/27/2018 - Present
MML Distributors, LLC (SPRINGFIELD MA)
MA
08/10/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
MA
05/14/2012 - 11/04/2013
MMLISI FINANCIAL ALLIANCES, LLC (SPRINGFIELD MA)
CT
12/16/2002 - 01/05/2007
PRINCOR FINANCIAL SERVICES CORPORATION (MIDDLETOWN CT)
CT
08/05/2002 - 10/22/2003
PPI EMPLOYEE BENEFITS CORPORATION (MIDDLETOWN CT)
CT
01/23/2001 - 07/08/2002
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
MA
05/24/1999 - 01/12/2001
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
05/29/1996 - 09/04/1998
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
NJ
08/08/1994 - 01/19/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/09/1993 - 07/27/1994
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 05/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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