Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Charles Fu is a financial advisor with Capital Client Group, Inc. Vincent has been in the financial services industry since April 26, 2019. Vincent is registered in 53 states and the District of Columbia. Vincent is also a Chartered Financial Analyst (CFA). Vincent's previous experience includes roles with William and Henry Associates and Capital Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/14/2020 - Present
Capital Client Group, Inc. (Los Angeles CA)
CA
11/16/2013 - 02/02/2015
WILLIAM AND HENRY ASSOCIATES (LOS ANGELES CA)
BC
Issued 11/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Vincent Fu is the right advisor for you? Invested Better is here to help.
