Unclaimed
Vincent Buttaro is a financial advisor who has been working in the industry since 2014. Vincent is currently registered with AE Wealth Management, LLC, a Registered Investment Advisor (RIA), and has a branch office located in Topeka, Kansas. Vincent's experience includes a previous role with Edward Jones, where Vincent worked for over nine years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
11/08/2022 - Present
AE Wealth Management, LLC (Topeka KS)
AZ
01/01/2014 - 11/02/2022
EDWARD JONES (TEMPE AZ)
BOTH
Issued 04/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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