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Vincent Buttaro

AE Wealth Management, LLC

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About Vincent Buttaro

Vincent Buttaro is a financial advisor who has been working in the industry since 2014. Vincent is currently registered with AE Wealth Management, LLC, a Registered Investment Advisor (RIA), and has a branch office located in Topeka, Kansas. Vincent's experience includes a previous role with Edward Jones, where Vincent worked for over nine years.

Firm Information

Vincent Buttaro is currently registered with AE Wealth Management, LLC. AE Wealth Management, LLC is a registered investment advisor headquartered in Topeka, Kansas. The firm has over 449 investment advisor representatives and manages over $27 billion in assets for a wide range of clients, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and individuals other than high-net-worth. AE Wealth Management offers a variety of financial planning services, including portfolio management, educational seminars, and selection of other advisors.
AE Wealth Management, LLC

2950 SW MCCLURE ROAD

TOPEKA, KS 66614

$27.08B

Assets Under Management

27

Total Clients

413

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vincent Buttaro’s Registration & Firm History

KS

11/08/2022 - Present

AE Wealth Management, LLC (Topeka KS)

AZ

01/01/2014 - 11/02/2022

EDWARD JONES (TEMPE AZ)

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Licenses & Designations

BOTH

Issued 04/04/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/06/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/26/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/08/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Vincent Buttaro. Review regulatory record here.
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