Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Borgmann is a financial advisor with Wells Fargo Clearing Services, LLC. Vincent has been in the financial industry since January 13, 2019, and holds several licenses, including Series 7, 66, 52, 4, 9, 10, 14, 24 and 53. Vincent is located in St. Louis, MO. Wells Fargo Clearing Services, LLC offers investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/24/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/21/2014 - 08/29/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BOTH
Issued 07/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/04/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/04/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/04/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/04/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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