Unclaimed
Vincent Barron is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Vincent has been working in the financial services industry since 2015 and has a wide range of experience. Vincent is a licensed broker and investment advisor and has a strong track record of success. Vincent has a deep understanding of the financial markets and is committed to providing clients with the best possible advice. Vincent's services include portfolio management for individuals and businesses, pension consulting, and educational seminars. Vincent is committed to providing clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/08/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
01/24/2020 - 09/17/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
10/12/2016 - 01/07/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
TX
07/23/2015 - 10/10/2016
RAYMOND JAMES & ASSOCIATES, INC. (EL PASO TX)
MO
02/17/2015 - 07/22/2015
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
IA
Issued 04/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2016
Series 4 - Registered Options Principal Examination
BC
Issued 03/14/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Vincent Barron is the right advisor for you? Invested Better is here to help.