Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Anthony Smith is a Registered Representative associated with Fidelity Brokerage Services LLC. Vincent Anthony Smith has been active in the securities industry since November 15, 2023 and is registered with the state of Rhode Island. Vincent Anthony Smith has passed the Series 63, Series 7TO and SIE exams. Vincent Anthony Smith is also registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/16/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 12/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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