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Vincent Anthony Mazzaro

Samuel A. Ramirez & Company, Inc.

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About Vincent Anthony Mazzaro

Vincent Anthony Mazzaro is a financial professional with over 25 years of experience in the industry. Vincent currently works at Samuel A. Ramirez & Company, Inc., a firm that specializes in various financial services. Previously, Vincent worked at Bear, Stearns Securities Corp. and Bear, Stearns & Co. Inc. Vincent holds the Series 63, Series 24, Series 53, Series 99TO, SIE, and Series 7 licenses. Vincent's career path has been focused on various financial fields, including brokerage, investment banking, and operations, which makes him an experienced advisor. Vincent is registered in New York.

Firm Information

Vincent Mazzaro is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Mazzaro’s Registration & Firm History

NY

10/07/2008 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

03/07/2008 - 07/17/2008

BEAR, STEARNS SECURITIES CORP. (NEW YORK NY)

NY

12/22/1995 - 07/17/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/04/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2014

Series 24 - General Securities Principal Examination

BC

Issued 12/31/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vincent Anthony Mazzaro.
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