Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Anthony Keaveny is a financial advisor currently working at Merrill Lynch, Pierce, Fenner & Smith Inc. Vincent has been in the financial services industry for over 20 years. Prior to working with Merrill Lynch, Vincent was employed by Bank of America Investment Services, Inc. Vincent's experience includes providing financial advice to individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Vincent is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, 65, 66, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/04/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
NY
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MELVILLE NY)
NY
10/13/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IL
06/05/2003 - 08/26/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
10/05/2001 - 05/07/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/10/2000 - 10/01/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 02/14/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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