linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Vincent Anthony Barone

Pershing LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Vincent? Claim Your Profile

About Vincent Anthony Barone

Vincent Anthony Barone has been in the financial industry since July 13, 2011 and is currently registered with Pershing LLC. Vincent has a wide range of experience in the industry, having worked for several firms including Brown & Company Securities Corporation, Morgan Stanley Dean Witter Online Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. He holds the Series 7, Series 7TO, Series 99 and SIE licenses. Vincent is registered in Florida.

Firm Information

Vincent Barone is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Vincent Barone’s Registration & Firm History

FL

08/12/2013 - Present

Pershing LLC (LAKE MARY FL)

MA

02/10/2000 - 06/01/2001

BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)

CA

05/28/1999 - 02/16/2000

MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)

MN

05/04/1999 - 06/23/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/04/1999 - 06/23/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Vincent Anthony Barone is right for you?

Licenses & Designations

BC

Issued 05/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2013

Series 99 - Operations Professional Examination

BC

Issued 05/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Vincent Anthony Barone.
Not sure if Vincent Anthony Barone is right for you?