Unclaimed
Vincent Roscioli is a financial professional with experience in the financial services industry. Vincent is currently registered with Fidelity Brokerage Services LLC and has been in the industry since 2020. Vincent holds Series 7TO, Series 63, Series 4 and SIE licenses. Vincent is registered to provide investment advice in 53 states and the District of Columbia. Vincent previously worked at TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
04/27/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
TX
12/11/2020 - 01/06/2021
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 12/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 4 - Registered Options Principal Examination
BC
Issued 12/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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