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Vincent A Repaci

Mizuho Securities USA LLC

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About Vincent A Repaci

Vincent A. Repaci is a financial professional with over two decades of experience in the securities industry. Vincent has held positions with several firms, including Macquarie Capital (USA) Inc. and UBS Securities LLC, before joining Mizuho Securities USA LLC in September 2023. Vincent is registered with FINRA and holds Series 7, Series 63, and SIE licenses. Vincent is licensed to sell securities in all 50 states, as well as Puerto Rico.

Firm Information

Vincent Repaci is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vincent Repaci’s Registration & Firm History

NY

09/13/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

10/11/2019 - 06/28/2023

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

CT

06/02/2003 - 02/12/2019

UBS SECURITIES LLC (STAMFORD CT)

CT

05/28/1999 - 05/30/2003

GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)

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Licenses & Designations

BC

Issued 06/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Vincent A Repaci.
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