Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vince? Claim Your ProfileVince Phung is a registered representative with Robinhood Financial, LLC. Vince has a Series 7TO, Series 63, and SIE. Vince has over 2 years of experience in the financial services industry, previously working at MORGAN STANLEY and E*TRADE SECURITIES LLC. Vince is currently registered with the state of Illinois, and is also registered in 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
02/13/2024 - Present
Robinhood Financial, LLC (Chicago IL)
IL
01/20/2023 - 02/16/2024
MORGAN STANLEY (Chicago IL)
IL
03/22/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
BC
Issued 06/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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