Unclaimed
Vince Crom is a financial professional registered with Fidelity Brokerage Services LLC. Vince has been in the financial services industry since 2007. Vince Crom holds Series 6, 7, 9, 10, 63 and SIE licenses. Vince is registered in Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/27/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
10/18/2007 - 07/24/2020
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
02/05/2007 - 09/17/2007
CHASE INVESTMENT SERVICES CORP. (CARROLLTON TX)
BC
Issued 03/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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