Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vince? Claim Your ProfileVince Dimaggio is a registered representative with J.P. Morgan Securities LLC, with an active license in California. Vince Dimaggio has been in the financial industry since 2002. Vince Dimaggio has a Series 7, Series 63, and Series 24 license. Vince Dimaggio is also licensed as an investment advisor in California and Texas. Vince Dimaggio has previously worked for Chase Investment Services Corp., LPL Financial LLC, Banc of America Investment Services, Inc., WM Financial Services, Inc., and A.G. Edwards & Sons, Inc. Vince Dimaggio specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
08/25/2017 - Present
J.p. Morgan Securities LLC (CARMEL CA)
CA
05/21/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CARMEL CA)
CA
03/06/2009 - 06/01/2012
LPL FINANCIAL LLC (MONTEREY CA)
CA
04/13/2007 - 03/10/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CARMEL CA)
CA
02/19/2003 - 04/17/2007
WM FINANCIAL SERVICES, INC. (PACIFIC GROVE CA)
MO
06/10/2002 - 11/27/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 11/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Vince Dimaggio is the right advisor for you? Invested Better is here to help.
