Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vince? Claim Your ProfileVince D. Malizia is a financial professional with over 15 years of experience in the industry. Vince is currently registered as an investment advisor representative with J.P. Morgan Securities LLC and has held previous positions with firms such as JDB Capital Securities LLC and WM. H. Murphy & Co., INC. Vince holds the Series 6, 7, 63 and 65 licenses as well as the SIE designation. Vince is registered in numerous states across the country and provides financial advisory services to individuals, corporations and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
AZ
04/23/2024 - Present
J.p. Morgan Securities LLC (Phoenix AZ)
AZ
11/16/2015 - 09/26/2016
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
AZ
01/05/2011 - 12/01/2011
JDB CAPITAL SECURITIES LLC (SCOTTSDALE AZ)
AZ
03/06/2009 - 12/31/2010
WM. H. MURPHY & CO., INC. (SCOTTSDALE AZ)
AZ
02/12/2008 - 01/09/2009
STARLIGHT INVESTMENTS, LLC (SCOTTSDALE AZ)
AZ
06/18/2004 - 09/04/2007
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
IA
Issued 04/23/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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