Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vinay? Claim Your ProfileVinay Kini is a financial professional with over 10 years of experience in the industry. Vinay is currently registered with Asl Capital Markets Inc. and holds the Series 7, Series 63, Series 99TO, and SIE licenses. Vinay has previously been registered with UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/28/2023 - Present
ASL Capital Markets Inc. (STAMFORD CT)
NY
07/04/2012 - 02/14/2018
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/03/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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