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Vimal Shah

THE Leaders Group, Inc.

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About Vimal Shah

Vimal Shah is a financial professional registered in New Jersey. Vimal holds the Series 7TO, Series 66, and SIE licenses, and is currently associated with The Leaders Group, Inc. Vimal has been in the industry for 1 year.

Firm Information

Vimal Shah is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vimal Shah’s Registration & Firm History

CO

12/12/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

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Licenses & Designations

BOTH

Issued 08/19/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/12/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/26/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vimal Shah.
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