Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vilma? Claim Your ProfileVilma Chuy is an investment advisor representative with UBS Financial Services Inc. Vilma has been in the industry since 2007 and has a broad range of experience in financial services. Vilma has also held positions at RBC Capital Markets, LLC and Wells Fargo Advisors, LLC. Vilma is registered with the state of California as an investment advisor representative and holds the Series 65, 66, 7, 86, 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
12/10/2015 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
11/13/2015 - 12/10/2015
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
09/17/2010 - 11/17/2015
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
HI
09/03/2007 - 09/21/2010
WELLS FARGO ADVISORS, LLC (HONOLULU HI)
IA
Issued 12/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/10/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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