Unclaimed
Vikrant Arya is an investment advisor representative with Nuveen Asset Management, LLC. Vikrant has been in the industry since February 12, 2010. Vikrant is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Vikrant is also registered with the state of Illinois as an investment advisor representative. Vikrant has passed the Series 66, SIE, and Series 7 exams. Vikrant has been registered with Nuveen Asset Management, LLC since October 18, 2021. Prior to that, Vikrant was registered with Blackrock Investments, LLC from October 27, 2009 to June 24, 2021. Vikrant specializes in providing investment advice to individuals, businesses, and pooled investment vehicles. Vikrant has a strong background in the investment management industry and is committed to providing his clients with the highest quality investment advice. Vikrant is a member of the Defined Contribution Institutional Investment Association (DCIIA) Executive Committee and the Leadership Committee Member DE&I Sub-Committee. Vikrant is passionate about improving defined contribution outcomes for America's workers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/18/2021 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
DC
10/27/2009 - 06/24/2021
BLACKROCK INVESTMENTS, LLC (WASHINGTON DC DC)
BOTH
Issued 11/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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