Unclaimed
Vikram Kaushik is a financial professional with over 13 years of experience in the industry. Vikram is currently a registered representative with Houlihan Lokey Capital, Inc. and has previously held positions with UBS Securities LLC, RBC Capital Markets, LLC, and J.P. Morgan Securities LLC. Vikram holds the Series 63, SIE and Series 79 licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/26/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
10/13/2021 - 05/09/2024
UBS SECURITIES LLC (New York NY)
NY
07/23/2018 - 10/19/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/16/2011 - 07/20/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 03/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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