Unclaimed
Vikram Sithian has been in the securities industry since 2006. Vikram is currently registered with Cantor Fitzgerald & Co. in New York, NY. Vikram was previously registered with RBC Capital Markets, LLC, Citigroup Global Markets Inc., and Piper Jaffray & Co. Vikram has passed the Series 7, Series 63, Series 79TO, and SIE exams. Vikram is licensed in Illinois, Indiana, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2018 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
04/09/2013 - 05/23/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/05/2010 - 04/30/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/17/2006 - 07/10/2008
PIPER JAFFRAY & CO. (NEW YORK NY)
BC
Issued 10/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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