Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vikram? Claim Your ProfileVikram Gupta is a financial advisor with over 16 years of experience in the industry. Vikram is currently registered with BMO Capital Markets Corp. in New York, NY. Previously, Vikram worked at CITIGROUP GLOBAL MARKETS INC. in New York, NY. Vikram holds Series 7, Series 63, Series 79TO, and SIE licenses. Vikram's expertise is in investment banking and portfolio management for pooled investment vehicles. Vikram currently provides securities trading ideas and research for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
06/19/2018 - Present
BMO Capital Markets Corp. (New York NY)
NY
12/19/2006 - 07/02/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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