Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vikram? Claim Your ProfileVikram Natarajan is a financial professional with over 20 years of experience in the industry. Vikram is currently registered with Stifel, Nicolaus & Company, Inc. Vikram was previously registered with Knight Capital Americas LLC, Knight Capital Americas, L.P., Knight Libertas LLC, FBR Capital Markets & Co. and UBS Securities LLC. Vikram has a wide range of experience in the financial services industry. Vikram holds a Series 63, 24, SIE, 55, and 7 licenses. Vikram is registered in 18 states including California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Massachusetts, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/14/2014 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
CT
07/02/2012 - 06/28/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
06/01/2010 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
NY
05/29/2009 - 05/28/2010
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
04/02/2008 - 05/04/2009
UBS SECURITIES LLC (NEW YORK NY)
NY
04/05/2001 - 03/28/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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