Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vikram? Claim Your ProfileVikram L. Malhotra is a financial advisor with Mizuho Securities USA LLC. Vikram has been in the securities industry since September 10, 2007. Vikram is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all states of the United States. Vikram is also a registered representative of Mizuho Securities USA LLC, a FINRA-member firm. Vikram holds the Series 7, Series 86, Series 87 and the SIE securities licenses. Prior to joining Mizuho Securities USA LLC, Vikram was employed by MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/04/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/11/2007 - 11/16/2021
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/18/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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