Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vikram? Claim Your ProfileVikram Kumar Sood is a financial advisor who has been in the industry since 2004. Vikram is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed to provide investment advice and services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Before joining Stifel, Nicolaus & Company, Inc., Vikram was a registered representative with Jefferies LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/02/2024 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
10/21/2021 - 08/16/2024
JEFFERIES LLC (SAN FRANCISCO CA)
CA
10/24/2014 - 11/12/2021
HOULIHAN LOKEY CAPITAL, INC. (SAN FRANCISCO CA)
CA
04/29/2010 - 09/30/2014
PACIFIC CREST SECURITIES LLC (SAN FRANCISCO CA)
CA
04/06/2010 - 04/19/2010
MORGAN JOSEPH & CO. INC. (SAN FRANCISCO CA)
CA
05/11/2007 - 11/05/2009
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
08/19/2004 - 04/30/2007
JEFFERIES & COMPANY, INC. (FOSTER CITY CA)
MA
08/08/2002 - 12/06/2002
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NJ
06/25/2001 - 02/19/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 06/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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