Unclaimed
Vikram Janak Malkani is a securities professional with over 20 years of experience in the industry. Vikram has a broad range of experience in the securities industry including time at Salomon Smith Barney Inc. and Citigroup Securities, Inc. Vikram currently works at Rabo Securities USA, Inc. where he holds a Series 7, 24, 63, 79 and SIE licenses. Vikram is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2011 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
12/18/1998 - 03/13/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/04/1995 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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