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Vikki Lynne Winter

Raymond James Financial Services, Inc.

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About Vikki Lynne Winter

Vikki Lynne Winter has been a registered representative in the securities industry for over 25 years. Vikki is a registered principal with Raymond James Financial Services, Inc. and has experience in providing investment advice to clients in the St. Petersburg area. Vikki is a Series 7 and Series 63 licensed representative. Vikki's previous employment includes positions with Raymond James & Associates, Inc., Intersecurities, Inc., and American General Securities Incorporated. Vikki is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).

Firm Information

Vikki Winter is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vikki Winter’s Registration & Firm History

FL

01/15/2019 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

FL

05/17/2005 - 07/06/2015

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

02/26/2003 - 09/26/2003

INTERSECURITIES, INC. (ST. PETERSBURG FL)

FL

11/30/1999 - 08/19/2002

INTERSECURITIES, INC. (ST. PETERSBURG FL)

AZ

10/22/1998 - 10/07/1999

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

FL

07/19/1994 - 10/01/1998

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 06/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/10/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2005

Series 7 - General Securities Representative Examination

BC

Issued 07/18/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Vikki Lynne Winter.
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