Unclaimed
Vikki Lynne Winter has been a registered representative in the securities industry for over 25 years. Vikki is a registered principal with Raymond James Financial Services, Inc. and has experience in providing investment advice to clients in the St. Petersburg area. Vikki is a Series 7 and Series 63 licensed representative. Vikki's previous employment includes positions with Raymond James & Associates, Inc., Intersecurities, Inc., and American General Securities Incorporated. Vikki is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/15/2019 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
FL
05/17/2005 - 07/06/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
02/26/2003 - 09/26/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
FL
11/30/1999 - 08/19/2002
INTERSECURITIES, INC. (ST. PETERSBURG FL)
AZ
10/22/1998 - 10/07/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
FL
07/19/1994 - 10/01/1998
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 06/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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