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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vikki? Claim Your ProfileVikki A. Hubbard is a financial advisor with over 20 years of experience in the industry. Vikki is currently registered with Morgan Stanley as a Registered Representative and Investment Advisor Representative. Previously, Vikki worked with UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Bear, Stearns & Co. Inc., Redwood Brokerage LLC and Weatherly Securities Corporation. Vikki holds Series 7, 55, 57TO and SIE licenses. Vikki provides investment advice and financial planning services to individual investors and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/15/2020 - Present
Morgan Stanley (New York NY)
NY
01/09/2009 - 11/07/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
01/14/2008 - 01/12/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/27/2005 - 01/24/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/21/2002 - 04/18/2005
REDWOOD BROKERAGE LLC (NEW YORK NY)
NY
07/11/2001 - 03/18/2002
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 07/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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