Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vikas? Claim Your ProfileVikas Rishi has been in the financial services industry since March 4, 2000. Vikas is currently a Registered Representative for T. Rowe Price Associates, Inc., and is registered with the Financial Industry Regulatory Authority (FINRA), and with the state of Maryland. Vikas is also a registered Investment Adviser Representative in Maryland. Vikas has previously been employed by Oppenheimer & Co. Inc., Patrick Capital Markets, LLC, PIMCO Investments LLC, Allianz Global Investors Distributors LLC, and CIBC World Markets Corp. Vikas's current role with T. Rowe Price Associates, Inc. began on September 5, 2020. The firm provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MD
09/05/2020 - Present
T. Rowe Price Associates, Inc. (Owings Mills MD)
PA
09/10/2019 - 09/13/2019
OPPENHEIMER & CO. INC. (DOYLESTOWN PA)
CA
05/24/2018 - 07/30/2019
PATRICK CAPITAL MARKETS, LLC (Corona del Mar CA)
NY
02/14/2011 - 04/11/2017
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
03/24/2008 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
01/03/2003 - 02/06/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/02/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 09/03/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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