Unclaimed
Vijay Sampath is a registered representative with Kroll Securities LLC. Vijay has been in the industry since November 2007, and has been with Kroll Securities LLC since November 2015. Vijay is registered in 20 states, including Alabama, California, Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Massachusetts, Michigan, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Virginia. Vijay holds the Series 7, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2015 - Present
Kroll Securities LLC (NEW YORK NY)
NY
09/20/2007 - 10/01/2015
SCOTT-MACON SECURITIES, INC. (NEW YORK NY)
BC
Issued 10/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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