Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vijay? Claim Your ProfileVijay Kapur is a financial professional with over 28 years of experience in the industry. Vijay is currently registered with Charles Schwab & CO., Inc. as a Registered Representative (Series 7, 63, and 66) and Investment Advisor Representative (Series 66). Prior to joining Charles Schwab & CO., Inc., Vijay worked at TD AMERITRADE, INC., SCOTTRADE, INC., KENNEDY, CABOT & CO., and PHILLIPS & COMPANY SECURITIES INC. Vijay also holds the Series 4, 8, 9, 10, and 24 licenses. Vijay specializes in providing financial planning and investment advice to individuals and families. Vijay also works as a partner in a family rental property investment venture and volunteers his time with the First Tee - Phoenix.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/20/2021 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
AZ
11/07/1997 - 05/19/2024
TD AMERITRADE, INC. (Scottsdale AZ)
MO
09/19/2017 - 09/10/2018
SCOTTRADE, INC. (ST. LOUIS MO)
CA
03/02/1995 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
OR
10/14/1994 - 03/28/1995
PHILLIPS & COMPANY SECURITIES INC. (PORTLAND OR)
BOTH
Issued 07/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/01/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/22/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Vijay Kapur is the right advisor for you? Invested Better is here to help.
