Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vijay? Claim Your ProfileVijay Brahmbhatt is an investment advisor representative at LPL Financial LLC. Vijay has been in the financial services industry since May 15, 2017. Vijay has passed the Series 6, 7, 63 and 65 examinations. Vijay is also registered as an investment advisor representative in California, Colorado, Florida, Illinois, Maryland, Missouri, New York, Tennessee, and Texas. Vijay has worked at several firms, including Northwestern Mutual Investment Services, LLC, and Commerce Brokerage Services, Inc. Vijay provides investment advice to individuals, high net worth individuals, corporations, pension and profit sharing plans, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
07/27/2024 - Present
LPL Financial LLC (ST. LOUIS MO)
MO
09/19/2018 - 08/16/2023
COMMERCE BROKERAGE SERVICES, INC. (ST. LOUIS MO)
MO
03/02/2017 - 07/05/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHESTERFIELD MO)
IA
Issued 08/27/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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