Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Viet? Claim Your ProfileViet Tran is a financial professional with over 20 years of experience in the financial services industry. Viet is currently registered with Axos Clearing LLC. Viet previously worked at E*TRADE SECURITIES LLC and TCADVISORS NETWORK INC. Viet holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/25/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
03/12/2020 - 08/16/2021
E*TRADE SECURITIES LLC (Centennial CO)
CO
11/12/1999 - 04/09/2018
TCADVISORS NETWORK INC. (CENTENNIAL CO)
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Viet Tran is the right advisor for you? Invested Better is here to help.
