Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vidhi vinodkumar? Claim Your ProfileVidhi vinodkumar Upadhyay is a financial professional with Rosenblatt Securities Inc., an investment firm located in New York City. Vidhi has a strong foundation in the financial industry, having earned several industry licenses, including the Series 7, Series 63, Series 99, and SIE. Vidhi has been working in the industry since March 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/26/2024 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
BC
Issued 08/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2024
Series 99TO - Operations Professional Examination
BC
Issued 03/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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