Unclaimed
Victoria Yoshida is a financial advisor with over 7 years of experience in the industry. She currently holds her Series 6, 7, and 63 licenses and is registered to provide investment advice in California and Colorado. Victoria Yoshida is currently associated with Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Cetera Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/03/2021 - Present
Cetera Financial Specialists LLC (GREENWOOD VILLAGE CO)
CO
08/28/2018 - 06/07/2019
THE LEADERS GROUP, INC. (LITTLETON CO)
TN
02/22/2013 - 08/16/2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
BC
Issued 04/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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