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Victoria Sage Yoshida

Cetera Financial Specialists LLC

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About Victoria Sage Yoshida

Victoria Yoshida is a financial advisor with over 7 years of experience in the industry. She currently holds her Series 6, 7, and 63 licenses and is registered to provide investment advice in California and Colorado. Victoria Yoshida is currently associated with Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Cetera Advisors LLC.

Firm Information

Victoria Yoshida is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victoria Yoshida’s Registration & Firm History

CO

12/03/2021 - Present

Cetera Financial Specialists LLC (GREENWOOD VILLAGE CO)

CO

08/28/2018 - 06/07/2019

THE LEADERS GROUP, INC. (LITTLETON CO)

TN

02/22/2013 - 08/16/2017

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

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Licenses & Designations

BC

Issued 04/08/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Victoria Sage Yoshida.
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