Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Roman is a registered representative with J.p. Morgan Securities LLC. Victoria has been in the industry since 2009 and has experience with Wells Fargo Clearing Services, LLC and Edward Jones. Victoria has been licensed in Texas and has passed the Series 6, 7, 63, 66 and SIE exams. Victoria specializes in working with individuals, businesses, high net worth individuals, insurance companies, corporations, charitable organizations, and pension and profit-sharing plans. Victoria is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
11/09/2022 - Present
J.p. Morgan Securities LLC (San Antonio TX)
TX
09/23/2019 - 01/06/2022
WELLS FARGO CLEARING SERVICES, LLC (MIDLAND TX)
TX
04/17/2018 - 08/27/2019
EDWARD JONES (ODESSA TX)
TX
10/01/2012 - 02/16/2017
J.P. MORGAN SECURITIES LLC (ODESSA TX)
TX
10/12/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ODESSA TX)
BOTH
Issued 10/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/09/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Victoria Roman is the right advisor for you? Invested Better is here to help.
