Unclaimed
Victoria Rimpsey is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Victoria has been in the securities industry since July 2018. Victoria is licensed in 53 states and has a broad range of experience in the financial services industry. Victoria has completed multiple industry exams, including the Series 66, Series 7, Series 9, and Series 10. Victoria has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since December 2019. Victoria is an active member of the financial industry and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/17/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Dallas TX)
FL
07/27/2018 - 12/11/2019
EDWARD JONES (TAMPA FL)
BOTH
Issued 08/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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