Unclaimed
Victoria O'Connor is a financial professional with experience in the securities industry. Victoria is registered with FINRA as a general securities representative and holds Series 7, Series 63, Series 4, and Series 24 licenses. Victoria is currently employed by Vanguard Marketing Corp. Victoria joined the firm in December 2017 and has worked in the Scottsdale, Arizona branch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
12/11/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 12/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2021
Series 4 - Registered Options Principal Examination
BC
Issued 07/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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