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Victoria Nell Nabaggala

Lime Trading Corp.

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About Victoria Nell Nabaggala

Victoria Nabaggala is a financial professional with over 8 years of experience in the industry. Victoria holds a Series 3, 4, 7, 24, 27, 57, 66, 99TO and SIE licenses. She is currently registered with Lime Trading Corp. and is licensed in Florida and New York. Victoria's previous experience includes roles at LightSpeed Financial Services Group LLC, Wedbush Securities Inc., and Commonwealth Financial Network.

Firm Information

Victoria Nabaggala is currently registered with Lime Trading Corp.. Lime Trading Corp. is a Corporation that was formed on June 22, 1981. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victoria Nabaggala’s Registration & Firm History

NY

12/02/2020 - Present

Lime Trading Corp. (NEW YORK NY)

NJ

12/08/2016 - 12/07/2021

LIGHTSPEED FINANCIAL SERVICES GROUP LLC (MORRISTOWN NJ)

CA

09/21/2016 - 12/19/2018

WEDBUSH SECURITIES INC. (LOS ANGELES CA)

MA

10/01/2015 - 09/20/2016

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

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Licenses & Designations

BOTH

Issued 03/03/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/11/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/18/2022

Series 4 - Registered Options Principal Examination

BC

Issued 10/31/2017

Series 24 - General Securities Principal Examination

BC

Issued 08/09/2023

Series 3 - National Commodity Futures Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2018

Series 57 - Securities Trader Exam

BC

Issued 10/01/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Victoria Nell Nabaggala.
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