Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Mingwei Quach is a financial advisor with Capital Client Group, Inc.. Victoria is registered in California and has been active in the securities industry since December 2018. Victoria has passed the Series 7, Series 66 and Series 24 exams. Victoria is also registered with the state of California as an investment advisor representative. Victoria is registered to offer securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
03/18/2019 - Present
Capital Client Group, Inc. (Los Angeles CA)
BOTH
Issued 03/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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