Unclaimed
Victoria Graham is a registered representative with BMO Capital Markets Corp. Victoria is registered in 52 states and holds Series 3, Series 7TO, and Series 63 licenses. Victoria has been in the industry for a short time, since October 2022. Victoria's firm, BMO Capital Markets Corp., provides portfolio management services to pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
CA
10/28/2022 - Present
BMO Capital Markets Corp. (SAN FRANCISCO CA)
BC
Issued 11/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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