Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Marcella Pena is a registered investment advisor representative. Victoria is registered with Alight Financial Advisors, LLC, and is licensed in 52 states. Victoria has been in the industry since 2021. Victoria is also a registered representative with MML Investors Services, LLC. Victoria specializes in Financial planning and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
1
2
TX
09/11/2024 - Present
Alight Financial Advisors, LLC (Dallas TX)
TX
05/28/2021 - 02/22/2022
MML INVESTORS SERVICES, LLC (Dallas TX)
IA
Issued 05/24/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Victoria Pena is the right advisor for you? Invested Better is here to help.
