Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Swanson is a financial professional with over 24 years of experience in the industry. She is currently registered with LPL Enterprise, LLC and holds Series 7, Series 24, and Series 66 licenses. In addition to her financial planning services, Victoria also provides other services such as portfolio management and educational seminars. Victoria is committed to helping her clients achieve their financial goals. She has held positions with several well-known firms throughout her career, including METLIFE SECURITIES INC., GWFS EQUITIES, INC., and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
11/27/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
CO
06/04/2009 - 08/14/2013
METLIFE SECURITIES INC. (GREENWOOD VILLAGE CO)
CO
03/15/2005 - 08/14/2008
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
09/24/2004 - 02/23/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
CO
01/01/1998 - 04/07/2004
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
OH
09/26/2002 - 12/31/2003
VESTAX SECURITIES CORPORATION (HUDSON OH)
GA
07/19/2002 - 12/31/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 04/25/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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