Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Roos has been in the financial services industry since 1995. Victoria is currently registered with The Leaders Group, Inc. in Littleton, Colorado, and has previously worked with ING Financial Partners, Inc., Securities America, Inc. and Lifemark Securities Corp. Victoria holds Series 6, 26, and 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Victoria is registered in California and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/07/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
06/23/2008 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (MINNEAPOLIS MN)
MN
11/03/2000 - 03/18/2008
SECURITIES AMERICA, INC. (MINNEAPOLIS MN)
NY
04/18/1995 - 11/02/2000
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
BC
Issued 05/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Victoria Roos is the right advisor for you? Invested Better is here to help.
